How Pontera works
Manage clients' held-away accounts with confidence
Advisors can deliver truly holistic service with 401(k) management.
How Pontera works
Manage clients' held-away accounts with confidence
Advisors can deliver truly holistic service with 401(k) management.
How Pontera works
Manage clients' held-away accounts with confidence
Advisors can deliver truly holistic service with 401(k) management.
Trusted by wealth management firms and technology providers
How advisors use Pontera
Here's how Pontera helps financial advisors manage their clients' retirement assets across every step of their workflow.
1. Client chooses to have their advisor manage their retirement account
Client agrees that they would like their financial advisor to manage their workplace retirement account.
2. Client connects retirement account to Pontera
3. Advisors gain visibility
4. Advisors can rebalance with confidence
5. Orders are captured in supervision view
6. Integrations streamline processes
1. Client chooses to have their advisor manage their retirement account
Client agrees that they would like their financial advisor to manage their workplace retirement account.
2. Client connects retirement account to Pontera
3. Advisors gain visibility
4. Advisors can rebalance with confidence
5. Orders are captured in supervision view
6. Integrations streamline processes
1. Client chooses to have their advisor manage their retirement account
Client agrees that they would like their financial advisor to manage their workplace retirement account.
2. Client connects retirement account to Pontera
3. Advisors gain visibility
4. Advisors can rebalance with confidence
5. Orders are captured in supervision view
6. Integrations streamline processes
Keep retirement assets in focus
Pontera helps advisors deliver holistic management — improving tax planning, building stronger relationships, and delivering measurable impact.
Advisors
For advisors
“How could any financial advisor call themselves an advisor if they’re not focusing on what’s typically the largest asset most people in America have—their retirement account?"
Lance Drucker, Drucker Wealth Management
Retirement savers
"It’s given us more time to go do things that we like to do for fun and we don’t have to worry about managing money."
Kaushal Mall, client of Ironwood Wealth Management
Achieve up to 90% client adoption of eligible held-away accounts *
Achieve up to 90% client adoption of eligible held-away accounts *
73% of participants want personalized financial advice on their 401(k)¹
73% of participants want personalized financial advice on their 401(k)¹
Join advisors who report increased confidence and success advising on retirement accounts
Join advisors who report increased confidence and success advising on retirement accounts
Built in safety and protections including SOC 2 Type II and ISO 27001 certification
Built in safety and protections including SOC 2 Type II and ISO 27001 certification
For retirement savers
"It’s given us more time to go do things that we like to do for fun and we don’t have to worry about managing money."
Retirement savers
"It’s given us more time to go do things that we like to do for fun and we don’t have to worry about managing money."
Security-first and audit-ready
Secure, client-permissioned connection
Every connection requires explicit client permission. Pontera is purpose-built to avoid activities that could trigger custody, and advisors never access client login credentials.
Account restrictions for client protection
Transfers, withdrawals, and beneficiary changes are blocked by design, reducing risk and maintaining a clear compliance boundary.
Multi-factor authentication
Account connections are protected by multi-factor authentication, aligned with industry best practices to safeguard sensitive financial data.
Audit-ready
Advisor actions are logged in a complete, uneditable auditable rebalancing record suitable for supervision and regulatory review.
Secure, client-permissioned connection
Every connection requires explicit client permission. Pontera is purpose-built to avoid activities that could trigger custody, and advisors never access client login credentials.
Multi-factor authentication
Account connections are protected by multi-factor authentication, aligned with industry best practices to safeguard sensitive financial data.
Account restrictions for client protection
Transfers, withdrawals, and beneficiary changes are blocked by design, reducing risk and maintaining a clear compliance boundary.
Audit-ready
Advisor actions are logged in a complete, uneditable auditable rebalancing record suitable for supervision and regulatory review.
Secure, client-permissioned connection
Every connection requires explicit client permission. Pontera is purpose-built to avoid activities that could trigger custody, and advisors never access client login credentials.
Multi-factor authentication
Account connections are protected by multi-factor authentication, aligned with industry best practices to safeguard sensitive financial data.
Account restrictions for client protection
Transfers, withdrawals, and beneficiary changes are blocked by design, reducing risk and maintaining a clear compliance boundary.
Audit-ready
Advisor actions are logged in a complete, uneditable auditable rebalancing record suitable for supervision and regulatory review.
See how Pontera powers holistic advice
